Transaction Surveillance Unit Analyst (closed)
Our client will look at candidate with no experience but must speak Japanese!
DESCRIPTION: Conduct ongoing investigations related to client/transaction activity via either systematic alerts or manual referrals. Conduct AML investigations as assigned by the manager of the TSU. Review and investigate transaction patterns utilizing the Fortent (Searchspace) transaction monitoring tool and linked case management tool. Refer unusual/out of pattern transaction activity to the manager of the TSU or BSA Officer for further investigation and potential Suspicious Activity Report (SAR) filing. Review potential matches against various regulatory control lists and conduct additional research to ascertain validity of matches. Conduct research using internal and external (media) sources to help determine potential suspicious activity. Assist in the preparation of SARs for manager of TSU/BSA Officer review. Request Relationship Managers or other client-facing staff information that may be helpful in performing an investigation. Create, update and maintain a case file which documents all information used in an investigation. Assist the AML Compliance Group in areas outside of the TSU as is deemed necessary.
EXPERIENCE: Working knowledge of AML/BSA. 2+ years experience in a large financial institution or regulator.
SKILLS: Good computer skills. Good interpersonal skills. Detail oriented. Good analytical skills.