• Responsible for managing 10 team members within the Regulatory Reporting group
• Manage offshore relationships and ensure the integrity and control of financial information
• Responsible for production of Daily/Monthly Net Capital
• Responsible for Seg and Secured Calculations on the Broker Dealer.
• Responsible for production of Federal Reserve Report: for example 9YC and TIC
• Keeping abreast of regulatory developments and making strategic recommendations for process/control modifications
• Drive change and build efficiencies
• Maintain relationships with key groups: Operations, Product Finance, Service Center

• 12 to 15 years of experience within an international investment bank with knowledge of bank holding or broker dealer regulatory reporting requirements
• Outstanding interpersonal skills with the ability to build collaborative relationships
• Strong leadership skills.
• Strong understanding of bank holding companies, bank related entities
US Citizens or green cards only, please. No sponsorship available.

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