$200-250K + up to 100% Bonus 

Description

Prestigious and rapidly growing “Top 100” Broker Dealer/RIA firm seeks Executive VP/COO (MBA a plus), with 15+ years investment advisory experience to take lead role alongside the CEO; representing the group of companies as the initial point of contact for all new client engagements across financial/retirement planning, tax, estate planning, trading, asset allocation, compliance and insurance, as well as investment advisory services.

Responsibilities

 - Be a trusted senior representative of the firm as a whole with expertise in the Brokerage and Investment Advisory business

-          Highly knowledgeable, articulate and conversant in estate planning, taxes, financial planning and brokerage/ trading

-          Identify, understand and articulate issues with external clients and CPA’s, lawyers, RIA’s and financial advisors

-          Be significantly involved in all elements of brokerage and financial planning/ retirement investment planning

-          Analyze broker statements and tax returns, balance sheets, income statements.

-          Work closely with qualified legal and tax professionals within the business

-          Super-human multi-tasker, passionate and CLIENT driven with the desire to grow with the firm and take your team with you

-          Ability to wear multiple hats and inter-change them at a moments notice

Requirements:

- Bachelors degree in finance or related discipline.

- MBA / CFP certification a plus

- 15 + years progressive experience in both investment advisory, RIA and retirement/financial planning.

- First class client facing ability, polished and articulate

- Client driven with natural desire to do the right thing for the client

 For immediate consideration please send resume in word format to dpomeroy@accessstaffing.com